Phillips Kenneth John 4
4 · GENTHERM Inc · Filed Nov 30, 2018
Insider Transaction Report
Form 4
GENTHERM IncTHRM
Phillips Kenneth John
VP & General Counsel
Transactions
- Sale
Common Stock
2018-11-28$45.90/sh−500$22,950→ 31,198 total - Exercise/Conversion
Option to Purchase Common Stock
2018-11-29−8,500→ 36,000 totalExercise: $38.05From: 2018-02-22Exp: 2024-02-22→ Common Stock (8,500 underlying) - Exercise/Conversion
Common Stock
2018-11-28$38.05/sh+500$19,025→ 31,698 total - Exercise/Conversion
Common Stock
2018-11-29$38.05/sh+8,500$323,425→ 39,698 total - Sale
Common Stock
2018-11-29$45.93/sh−8,500$390,367→ 31,198 total - Exercise/Conversion
Option to Purchase Common Stock
2018-11-28−500→ 44,500 totalExercise: $38.05From: 2018-02-22Exp: 2024-02-22→ Common Stock (500 underlying)
Footnotes (3)
- [F1]Transaction completed pursuant to a plan previously entered into by the reporting person pursuant to SEC Rule 10b5-1.
- [F2]This price represents the weighted average price of multiple transactions reported on this line. The shares were sold at prices ranging from $45.90 to $45.99 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- [F3]The amount represents the total number of derivative securities Benefically Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 96,000 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates).