FIRST DATA CORP|4Dec 3, 4:27 PM ET

Armine-Klein Cynthia A 4

4 · FIRST DATA CORP · Filed Dec 3, 2018

Form 4

Period: 2018-11-29

See Remarks

Transactions

Gift
Class A Common Stock
2018-11-30−575→ 585,864 total
Sale
Class A Common Stock
2018-11-29$19.00/sh−99,510$1,890,451→ 586,439 total
Exercise/Conversion
Class A Common Stock
2018-11-29$16.00/sh+9,866$157,856→ 672,633 total
Exercise/Conversion
Stock Options (right to buy)
2018-11-29−16,477→ 49,432 total
Exercise: $14.23Exp: 2025-01-14→ Class B Common Stock (16,477 underlying)
Exercise/Conversion
Class B Common Stock
2018-11-29$14.23/sh+16,477$234,468→ 168,894 total
→ Class A Common Stock (16,477 underlying)
Conversion
Class A Common Stock
2018-11-29+48,113→ 662,767 total
Exercise/Conversion
Class A Common Stock
2018-11-29$12.52/sh+13,316$166,716→ 685,949 total
Exercise/Conversion
Class B Common Stock
2018-11-29$12.65/sh+31,636$400,195→ 152,417 total
→ Class A Common Stock (31,636 underlying)
Conversion
Class B Common Stock
2018-11-29−48,113→ 120,781 total
→ Class A Common Stock (48,113 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-11-29−9,866→ 148,316 total
Exercise: $16.00Exp: 2025-10-14→ Class A Common Stock (9,866 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-11-29−31,636→ 126,546 total
Exercise: $12.65Exp: 2024-02-10→ Class B Common Stock (31,636 underlying)
Exercise/Conversion
Stock Options (right to buy)
2018-11-29−13,316→ 66,577 total
Exercise: $12.52Exp: 2026-02-24→ Class A Common Stock (13,316 underlying)

Footnotes (5)

[F1]Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
[F2]The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.89 to $19.11, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
[F3]Represents a charitable donation of shares of Class A common stock by the reporting person.
[F4]These stock options are fully vested and exercisable.
[F5]Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

Documents

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