4//SEC Filing
Eide Langley P. 4
Accession 0001209191-18-060703
CIK 0001689923other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 9:08 PM ET
Size
16.4 KB
Accession
0001209191-18-060703
Insider Transaction Report
Form 4
Eide Langley P.
Chief Strategy Officer
Transactions
- Conversion
Class A Common Stock
2018-11-29+7,000→ 25,189 total - Exercise/Conversion
Class B Common Stock
2018-11-29+7,000→ 7,000 totalExercise: $0.00→ Class A Common Stock (7,000 underlying) - Conversion
Class B Common Stock
2018-11-29−7,000→ 0 totalExercise: $0.00→ Class A Common Stock (7,000 underlying) - Tax Payment
Class A Common Stock
2018-11-29$58.36/sh−3,471$202,568→ 21,718 total - Exercise/Conversion
Restricted Stock Units
2018-11-29−7,000→ 14,000 totalExercise: $0.00→ Class B Common Stock (7,000 underlying)
Footnotes (7)
- [F1]Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
- [F2]Includes 18,189 shares subject to an award of restricted stock units ("RSUs"), of which 1/4th of the total RSUs will vest on January 1, 2019, and on each yearly anniversary thereafter, subject to the status of "Participant's Service" (as defined in the 2017 Equity Incentive Plan) through each vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. Shares of the Issuer's Class A Common Stock will be delivered to the Reporting Person following vesting.
- [F3]Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- [F4]Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class B Common Stock upon settlement for no consideration.
- [F5]Vesting and release of RSUs granted to the Reporting Person on November 29, 2016.
- [F6]The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity condition was satisfied on September 25, 2017, which was 180 days following the closing of the IPO. The service-based vesting condition was satisfied as to 1/4th of the total RSUs on November 29, 2017, after which 1/4th of the total RSUs will continue to vest annually, subject to continued service through each vesting date.
- [F7]Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 23, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
Documents
Issuer
Alteryx, Inc.
CIK 0001689923
Entity typeother
Related Parties
1- filerCIK 0001715350
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 9:08 PM ET
- Size
- 16.4 KB