4//SEC Filing
Perdue Robert David 4
Accession 0001209191-18-060938
CIK 0001671933other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 5:11 PM ET
Size
21.3 KB
Accession
0001209191-18-060938
Insider Transaction Report
Form 4
Perdue Robert David
DirectorChief Operating Officer
Transactions
- Conversion
Class B Common Stock
2018-12-03−903→ 0 totalExercise: $0.00→ Class A Common Stock (903 underlying) - Award
Class A Common Stock
2018-12-01+24,000→ 160,259 total - Tax Payment
Class A Common Stock
2018-12-01$142.45/sh−3,153$449,145→ 157,106 total - Tax Payment
Class A Common Stock
2018-12-01$142.45/sh−2,717$387,037→ 154,389 total - Conversion
Class A Common Stock
2018-12-03+903→ 155,292 total - Sale
Class A Common Stock
2018-12-03$148.01/sh−9$1,332→ 155,283 total - Sale
Class A Common Stock
2018-12-03$146.55/sh−894$131,016→ 154,389 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-12-03$0.82/sh−903$740→ 7,293 totalExercise: $0.82Exp: 2025-01-19→ Class B Common Stock (903 underlying) - Exercise/Conversion
Class B Common Stock
2018-12-03+903→ 903 totalExercise: $0.00→ Class A Common Stock (903 underlying)
Footnotes (8)
- [F1]Grant of restricted stock unit ("RSU") under the Issuer's 2016 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock. The RSUs have a vesting commencement date ("VCD") of December 1, 2018, and vest in quarterly installments over a one-year period, subject to time- and performance-based conditions.
- [F2]Includes 4,166 shares acquired through the Employee Stock Purchase Plan on November 15, 2018.
- [F3]The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 23, 2016.
- [F4]The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 1, 2017.
- [F5]The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.50 to $146.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F7]The option was granted on January 20, 2015, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
- [F8]Each share of Class B Common Stock has no expiration date and is convertible for no additional consideration into one (1) share of Class A Common Stock at the option of the holder thereof at any time and upon certain other circumstances.
Documents
Issuer
Trade Desk, Inc.
CIK 0001671933
Entity typeother
Related Parties
1- filerCIK 0001671410
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 5:11 PM ET
- Size
- 21.3 KB