4//SEC Filing
Hansen Bradley 4
Accession 0001209191-18-062226
CIK 0001140310other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 4:17 PM ET
Size
9.2 KB
Accession
0001209191-18-062226
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
Hansen Bradley
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2018-12-10+250,000→ 415,950 total - Tax Payment
Common Stock
2018-12-10$0.20/sh−84,050$16,810→ 331,900 total - Exercise/Conversion
Restricted Stock Units
2018-12-10−250,000→ 250,000 total→ Common Stock (250,000 underlying)
Footnotes (4)
- [F1]Represents shares of common stock acquired upon the vesting of a restricted stock unit award on December 10, 2018.
- [F2]Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on December 10, 2018.
- [F3]Each restricted stock unit represents a contingent right to receive one share of common stock.
- [F4]Represents a restricted stock unit award granted on November 14, 2016 that partially vested on November 14, 2018 and settled on December 10, 2018. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
Documents
Issuer
EnSync, Inc.
CIK 0001140310
Entity typeother
Related Parties
1- filerCIK 0001607567
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 4:17 PM ET
- Size
- 9.2 KB