4//SEC Filing
Dowd James A. 4
Accession 0001209191-18-062361
CIK 0001609065other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 9:35 AM ET
Size
11.2 KB
Accession
0001209191-18-062361
Insider Transaction Report
Form 4
DAWD JAMES A
SVP and CFO
Transactions
- Exercise/Conversion
Common Stock
2018-12-12$5.46/sh+4,000$21,855→ 14,217 total - Exercise/Conversion
Common Stock
2018-12-12$14.80/sh−4,000$59,202→ 10,217 total - Exercise/Conversion
Stock Options
2018-12-12−4,000→ 6,237 totalExercise: $5.46From: 2012-06-23Exp: 2021-06-23→ Common Stock (4,000 underlying)
Holdings
- 11,182(indirect: By ESOP)
Common Stock
- 15,727(indirect: By 401(k))
Common Stock
- 15,816
Stock Options
Exercise: $11.35From: 2017-05-06Exp: 2026-05-06→ Common Stock (15,816 underlying)
Footnotes (1)
- [F1]This transaction was executed in multiple trades at prices ranging from $14.80 to $14.81. Th price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
Pathfinder Bancorp, Inc.
CIK 0001609065
Entity typeother
Related Parties
1- filerCIK 0001214089
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 9:35 AM ET
- Size
- 11.2 KB