WILLIAMS WILLIAM L. III 4
4 · Live Oak Bancshares, Inc. · Filed Dec 13, 2018
Insider Transaction Report
Form 4
WILLIAMS WILLIAM L. III
Director
Transactions
- Purchase
Voting Common Stock
2018-12-12$15.45/sh+2,000$30,907→ 48,100 total - Purchase
Voting Common Stock
2018-12-12$14.79/sh+18,000$266,240→ 46,100 total
Holdings
- 85,000(indirect: By 2015 GRAT)
Voting Common Stock
- 774,310(indirect: By Trust)
Voting Common Stock
- 450,000(indirect: By Trust)
Voting Common Stock
- 14,110(indirect: By LLC)
Voting Common Stock
Footnotes (2)
- [F1]This transaction was executed in multiple trades at prices ranging from $14.38 to $15.28. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- [F2]This transaction was executed in multiple trades at prices ranging from $15.3799 to $15.6299. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.