CARTY DONALD J 4
4 · VMWARE, INC. · Filed Jan 2, 2019
Insider Transaction Report
Form 4
VMWARE, INC.VMW
CARTY DONALD J
Director
Transactions
- Other
Dell Technologies Class V common stock
2018-12-28−3,566→ 0 total→ see footnote 2
Footnotes (2)
- [F1]Disposed of in connection with share exchange transaction conducted by Dell Technologies ("DT") pursuant to which each outstanding share of DT Class V common stock was exchanged for either (i) 1.8066 shares of DT Class C common stock, or (ii) $120.00 in cash, subject to a cap of $14 billion on the aggregate amount of cash consideration. Pursuant to the DT share exchange transaction, DT Class V common stock was eliminated.
- [F2]DT Class V common stock was intended to track and reflect the economic performance of the Class V Group of DT, which had attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may have been considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock was a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934.