4//SEC Filing
Frost Nevada Investments Trust 4
Accession 0001209191-19-000617
CIK 0000944809other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 7:51 AM ET
Size
29.5 KB
Accession
0001209191-19-000617
Insider Transaction Report
Form 4
FROST PHILLIP MD ET AL
DirectorCEO & Chairman10% Owner
Transactions
- Purchase
Common Stock
2019-01-02$3.03/sh+1,600$4,848→ 24,656,777 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.04/sh+3,400$10,336→ 24,660,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.12/sh+1,800$5,616→ 24,661,977 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.13/sh+3,200$10,016→ 24,665,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.23/sh+5,000$16,125→ 24,670,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.27/sh+8,440$27,641→ 24,678,617 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.28/sh+1,560$5,117→ 24,680,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.29/sh+5,000$16,475→ 24,685,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.33/sh+1,900$6,318→ 24,687,077 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.33/sh+3,100$10,323→ 24,690,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.38/sh+300$1,013→ 24,690,477 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.38/sh+4,700$15,886→ 24,695,177 total(indirect: See Footnote)
Holdings
- 164,234,443(indirect: See Footnote)
Common Stock
- 3,068,951
Common Stock
- 20,091,062(indirect: See Footnote)
Common Stock
Frost Nevada Investments Trust
10% Owner
Transactions
- Purchase
Common Stock
2019-01-02$3.03/sh+1,600$4,848→ 24,656,777 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.04/sh+3,400$10,336→ 24,660,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.12/sh+1,800$5,616→ 24,661,977 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.13/sh+3,200$10,016→ 24,665,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.23/sh+5,000$16,125→ 24,670,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.27/sh+8,440$27,641→ 24,678,617 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.28/sh+1,560$5,117→ 24,680,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.29/sh+5,000$16,475→ 24,685,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.33/sh+1,900$6,318→ 24,687,077 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.33/sh+3,100$10,323→ 24,690,177 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.38/sh+300$1,013→ 24,690,477 total(indirect: See Footnote) - Purchase
Common Stock
2019-01-02$3.38/sh+4,700$15,886→ 24,695,177 total(indirect: See Footnote)
Holdings
- 3,068,951
Common Stock
- 164,234,443(indirect: See Footnote)
Common Stock
- 20,091,062(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F2]The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F3]These securities are owned directly by The Frost Group, LLC. Frost Gamma Investments Trust is a principal member of The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Issuer
Opko Health, Inc.
CIK 0000944809
Entity typeother
IncorporatedFL
Related Parties
1- filerCIK 0001464124
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 7:51 AM ET
- Size
- 29.5 KB