3//SEC Filing
Alimco Financial Corp 3
Accession 0001209191-19-000806
CIK 0001090908other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 2:48 PM ET
Size
12.4 KB
Accession
0001209191-19-000806
Insider Transaction Report
Form 3
DETERMINE, INC.DTRM
Alimco Financial Corp
10% OwnerOther
Holdings
- 178,457(indirect: By Alimco Financial Corporation)
Common Stock
- (indirect: By Alimco Financial Corporation)
Junior Secured Convertible Promissory Note and PIK Interest
Exercise: $3.00From: 2016-12-27Exp: 2021-12-27→ Common Stock (409,606 underlying) - (indirect: By Alimco Financial Corporation)
Junior Secured Convertible Promissory Note and PIK Interest
Exercise: $3.00From: 2015-12-16Exp: 2020-12-16→ Common Stock (283,948 underlying) - (indirect: By Alimco Financial Corporation)
Warrant
Exercise: $0.01From: 2018-12-21Exp: 2023-12-20→ Common Stock (5,250,000 underlying)
Footnotes (3)
- [F1]The reporting person disclaims beneficial ownership of these securities except to the extent of it's pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- [F2]Includes all PIK interest on Junior Secured Convertible Promissory Note.
- [F3]Subject to adjustment for fractional shares.
Issuer
DETERMINE, INC.
CIK 0001090908
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001763340
Filing Metadata
- Form type
- 3
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 2:48 PM ET
- Size
- 12.4 KB