Alimco Financial Corp 4
4 · DETERMINE, INC. · Filed Jan 3, 2019
Insider Transaction Report
Form 4
DETERMINE, INC.DTRM
Alimco Financial Corp
10% OwnerOther
Transactions
- Other
Junior Secured Convertible Promissory Note and PIK Interest
2018-12-31+20,999.3→ 290,947 total(indirect: By Alimco Financial Corporation)Exercise: $3.00From: 2015-12-16Exp: 2020-12-16→ Common Stock (6,999 underlying) - Other
Junior Secured Convertible Promissory Note and PIK Interest
2018-12-31+36,172.47→ 421,663 total(indirect: By Alimco Financial Corporation)Exercise: $3.00From: 2016-12-27Exp: 2021-12-27→ Common Stock (12,057 underlying)
Holdings
- 178,457(indirect: By Alimco Financial Corporation)
Common Stock
Footnotes (4)
- [F1]The reporting person disclaims beneficial ownership of these securities except to the extent of it's pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- [F2]Subject to adjustment for fractional shares.
- [F3]At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note.
- [F4]Includes all PIK interest on Junior Secured Convertible Promissory Note.