Home/Filings/4/0001209191-19-001570
4//SEC Filing

Collins Patrick J III 4

Accession 0001209191-19-001570

CIK 0001736946other

Filed

Jan 2, 7:00 PM ET

Accepted

Jan 3, 8:33 PM ET

Size

18.9 KB

Accession

0001209191-19-001570

Insider Transaction Report

Form 4
Period: 2018-12-31
Transactions
  • Award

    Employee Stock Options (Right to Buy)

    2018-12-31+3,7493,749 total
    Exercise: $6.93Exp: 2024-06-06Common Stock (3,749 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2018-12-31+12,74712,747 total
    Exercise: $6.42Exp: 2025-06-02Common Stock (12,747 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2018-12-31+39,99339,993 total
    Exercise: $8.76Exp: 2027-06-01Common Stock (39,993 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2018-12-31+49,99149,991 total
    Exercise: $14.39Exp: 2028-01-25Common Stock (49,991 underlying)
  • Award

    Common Stock

    2018-12-31+36,65746,039 total
  • Award

    Employee Stock Options (Right to Buy)

    2018-12-31+21,66421,664 total
    Exercise: $8.11Exp: 2026-03-24Common Stock (21,664 underlying)
Footnotes (8)
  • [F1]In connection with the spin-off of the Issuer from NETGEAR, Inc. ("NETGEAR"), on December 31, 2018, the reporting person received restricted stock awards from the Issuer in exchange for the outstanding NETGEAR restricted stock awards held by the reporting person immediately prior to the spin-off. The reporting person received an aggregate of 36,657 restricted stock awards of the Issuer for 18,511 outstanding restricted stock awards of NETGEAR.
  • [F2]Includes 9,382 shares acquired in a pro rata distribution by NETGEAR by means of a special stock dividend of shares of the Issuer's common stock. On December 31, 2018, each NETGEAR shareholder received 1.980295 shares of the Issuer's common stock for every share of NETGEAR common stock held as of the record date of December 17, 2018, less any fractional share.
  • [F3]In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.
  • [F4]The reporting person received the option in exchange for an outstanding option to purchase 1,875 shares of NETGEAR common stock at an exercise price of $33.78 per share. The option is fully vested and exercisable.
  • [F5]The reporting person received the option in exchange for an outstanding option to purchase 6,375 shares of NETGEAR common stock at an exercise price of $31.28 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (June 2, 2015), and the remaining shares vest in 36 equal monthly installments thereafter.
  • [F6]The reporting person received the option in exchange for an outstanding option to purchase 10,834 shares of NETGEAR common stock at an exercise price of $39.53 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (March 24, 2016), and the remaining shares vest in 36 equal monthly installments thereafter.
  • [F7]The reporting person received the option in exchange for an outstanding option to purchase 20,000 shares of NETGEAR common stock at an exercise price of $42.70 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 1, 2017), and the remaining shares vest in 36 equal monthly installments thereafter
  • [F8]The reporting person received the option in exchange for an outstanding option to purchase 25,000 shares of NETGEAR common stock at an exercise price of $70.15 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (January 25, 2018), and the remaining shares vest in 36 equal monthly installments thereafter.

Issuer

Arlo Technologies, Inc.

CIK 0001736946

Entity typeother

Related Parties

1
  • filerCIK 0001666154

Filing Metadata

Form type
4
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 8:33 PM ET
Size
18.9 KB