|4Jan 4, 4:29 PM ET

OATES JAMES M 4

4 · STIFEL FINANCIAL CORP · Filed Jan 4, 2019

Insider Transaction Report

Form 4
Period: 2019-01-02
Transactions
  • Exercise/Conversion

    Phantom Stock Units

    2019-01-024,17922,672 total
    Exercise: $0.00Common Stock (4,179 underlying)
  • Exercise/Conversion

    Common Stock

    2019-01-02+4,17936,965 total
Footnotes (2)
  • [F1]Currently exercisable.
  • [F2]No expiration date for these Units.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION