DAVIS RAY C 4
4 · Energy Transfer LP · Filed Jan 4, 2019
Insider Transaction Report
Form 4
DAVIS RAY C
Director
Transactions
- Award
Phantom Units
2019-01-02+7,547→ 10,047 total→ Common Units (7,547 underlying)
Holdings
- 27,052,558
Common Units
- 1,941,721(indirect: By: Avatar BW. Ltd.)
Common Units
- 121,117(indirect: By: Avatar Stock Holdings, LP)
Common Units
- 28,203,003(indirect: By LLC)
Common Units
- 3,557,757(indirect: By: Avatar Investments, LP)
Common Units
- 4,768,027(indirect: By Trust)
Common Units
- 4,768,027(indirect: By Trust)
Common Units
- 1,112,069(indirect: By LLC)
Common Units
- 328,383(indirect: By: ET Company, Ltd.)
Common Units
- 51,701(indirect: By LLC)
Common Units
- 15,987,283(indirect: By Trust)
Common Units
Footnotes (11)
- [F1]The reported units are owned directly by RCD Stock Holdings, LLC, a limited liability company owned by Mr. Davis.
- [F10]The reported units are owned directly by the Linda Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis' spouse is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- [F11]An award of phantom units granted under the Amended and Restated Energy Transfer LP Long-Term Incentive Plan that will vest 60% on January 2, 2022 and and 40% on January 2, 2024 that may vest in Partnership units, cash or other securities and is generally contingent upon the reporting person's continued services on the Board of the general partner of the Partnership on each applicable vesting date.
- [F2]The reported units are owned directly by Avatar BW, Ltd. a limited partnership, of which Mr. Davis is the owner of the general partner.
- [F3]The reported units are owned directly by ET Company, Ltd. The reported units represent the estimated pro rata interest of Mr. Davis in ET Company, Ltd. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
- [F4]The reported units are owned directly by Avatar Holdings LLC, a limited liability company owned by Mr. Davis.
- [F5]The reported units are owned directly by the Linda Davis 2008 Family Trust for the benefit of Mr. Davis' family. Mr. Davis' spouse is trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.
- [F6]The reported units are owned directly by Avatar Stock Holdings, LP, a limited partnership of which Mr. Davis is the owner of the general partner.
- [F7]The reported units are owned directly by Avatar ETC Stock Holdings LLC, a limited liability company owned by Mr. Davis.
- [F8]The reported units are owned directly by Avatar Investments, LP, a limited partnership, of which Mr. Davis is the owner of the general partner.
- [F9]The reported units are owned directly by the Ray Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any.