4//SEC Filing
STERN THEODORE 4
Accession 0001209191-19-002817
CIK 0001140310other
Filed
Jan 7, 7:00 PM ET
Accepted
Jan 8, 4:53 PM ET
Size
8.6 KB
Accession
0001209191-19-002817
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
STERN THEODORE
Director
Transactions
- Gift
Common Stock
2018-12-31−617,187→ 0 total(indirect: By Bomoseen Associates LP) - Gift
Series B Convertible Preferred Stock Units
2018-12-31−1,000→ 0 total(indirect: By Bomoseen Associates LP)Exercise: $0.95From: 2013-09-27→ Common Stock (1,767,981 underlying)
Holdings
- 192,308(indirect: By Trust)
Common Stock
- 858,249
Common Stock
Footnotes (2)
- [F1]Represents transfer of shares for estate planning purposes.
- [F2]The Series B Convertible Preferred Stock has no expiration date.
Documents
Issuer
EnSync, Inc.
CIK 0001140310
Entity typeother
Related Parties
1- filerCIK 0000935991
Filing Metadata
- Form type
- 4
- Filed
- Jan 7, 7:00 PM ET
- Accepted
- Jan 8, 4:53 PM ET
- Size
- 8.6 KB