STERN THEODORE 4
4 · EnSync, Inc. · Filed Jan 8, 2019
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
STERN THEODORE
Director
Transactions
- Gift
Common Stock
2018-12-31−617,187→ 0 total(indirect: By Bomoseen Associates LP) - Gift
Series B Convertible Preferred Stock Units
2018-12-31−1,000→ 0 total(indirect: By Bomoseen Associates LP)Exercise: $0.95From: 2013-09-27→ Common Stock (1,767,981 underlying)
Holdings
- 192,308(indirect: By Trust)
Common Stock
- 858,249
Common Stock
Footnotes (2)
- [F1]Represents transfer of shares for estate planning purposes.
- [F2]The Series B Convertible Preferred Stock has no expiration date.