Home/Filings/4/0001209191-19-002966
4//SEC Filing

Frost Nevada Investments Trust 4

Accession 0001209191-19-002966

CIK 0000944809other

Filed

Jan 8, 7:00 PM ET

Accepted

Jan 9, 7:11 AM ET

Size

26.1 KB

Accession

0001209191-19-002966

Insider Transaction Report

Form 4
Period: 2019-01-08
FROST PHILLIP MD ET AL
DirectorCEO & Chairman10% Owner
Transactions
  • Purchase

    Common Stock

    2019-01-08$3.60/sh+300$1,08224,840,477 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.63/sh+5,000$18,15024,860,177 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.67/sh+2,400$8,79624,862,577 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.56/sh+100$35624,830,277 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.56/sh+6,300$22,42824,836,577 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.56/sh+3,600$12,83424,840,177 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.61/sh+2,500$9,02524,842,977 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.62/sh+100$36224,843,077 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.62/sh+12,100$43,80224,855,177 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.67/sh+2,600$9,54224,865,177 total(indirect: See Footnote)
Holdings
  • Common Stock

    (indirect: See Footnote)
    164,234,443
  • Common Stock

    (indirect: See Footnote)
    20,091,062
  • Common Stock

    3,068,951
Transactions
  • Purchase

    Common Stock

    2019-01-08$3.56/sh+3,600$12,83424,840,177 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.67/sh+2,400$8,79624,862,577 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.56/sh+100$35624,830,277 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.60/sh+300$1,08224,840,477 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.62/sh+100$36224,843,077 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.63/sh+5,000$18,15024,860,177 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.56/sh+6,300$22,42824,836,577 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.61/sh+2,500$9,02524,842,977 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.62/sh+12,100$43,80224,855,177 total(indirect: See Footnote)
  • Purchase

    Common Stock

    2019-01-08$3.67/sh+2,600$9,54224,865,177 total(indirect: See Footnote)
Holdings
  • Common Stock

    (indirect: See Footnote)
    20,091,062
  • Common Stock

    3,068,951
  • Common Stock

    (indirect: See Footnote)
    164,234,443
Footnotes (3)
  • [F1]These securities are held by Frost Nevada Investments Trust, of which the Reporting Person is the trustee and Frost-Nevada, L.P. is the sole and exclusive beneficiary. The Reporting Person is one of five limited partners of Frost-Nevada, L.P. and the sole shareholder of Frost-Nevada Corporation, the sole general partner of Frost-Nevada, L.P. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F2]The securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F3]These securities are owned directly by The Frost Group, LLC. Frost Gamma Investments Trust is a principal member of The Frost Group, LLC. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Issuer

Opko Health, Inc.

CIK 0000944809

Entity typeother
IncorporatedFL

Related Parties

1
  • filerCIK 0001464124

Filing Metadata

Form type
4
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 7:11 AM ET
Size
26.1 KB