4//SEC Filing
Malamed Adam Scott 4
Accession 0001209191-19-003785
CIK 0001029730other
Filed
Jan 14, 7:00 PM ET
Accepted
Jan 15, 6:08 PM ET
Size
9.9 KB
Accession
0001209191-19-003785
Insider Transaction Report
Form 4
Malamed Adam Scott
Chief Operating Officer
Transactions
- Tax Payment
Common Stock
2019-01-13$3.12/sh−15,182$47,368→ 1,488,121 total - Tax Payment
Common Stock
2019-01-12$3.12/sh−19,214$59,948→ 1,503,303 total - Tax Payment
Common Stock
2019-01-14$3.01/sh−12,481$37,568→ 1,475,640 total
Holdings
- 5,000(indirect: By IRA)
Common Stock
- 4,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Represents shares withheld to cover tax withholding obligations in connection with the vesting of shares of restricted stock.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001537445
Filing Metadata
- Form type
- 4
- Filed
- Jan 14, 7:00 PM ET
- Accepted
- Jan 15, 6:08 PM ET
- Size
- 9.9 KB