Malamed Adam Scott 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC. · Filed Jan 23, 2019
Insider Transaction Report
Form 4
Malamed Adam Scott
Chief Operating Officer
Transactions
- Tax Payment
Common Stock
2019-01-20$3.10/sh−12,099$37,507→ 1,463,541 total
Holdings
- 5,000(indirect: By IRA)
Common Stock
- 4,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Represents shares withheld to cover tax withholding obligations in connection with the vesting of shares of restricted stock.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.