4//SEC Filing
Malamed Adam Scott 4
Accession 0001209191-19-005061
CIK 0001029730other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 7:56 PM ET
Size
6.8 KB
Accession
0001209191-19-005061
Insider Transaction Report
Form 4
Malamed Adam Scott
Chief Operating Officer
Transactions
- Tax Payment
Common Stock
2019-01-20$3.10/sh−12,099$37,507→ 1,463,541 total
Holdings
- 5,000(indirect: By IRA)
Common Stock
- 4,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (2)
- [F1]Represents shares withheld to cover tax withholding obligations in connection with the vesting of shares of restricted stock.
- [F2]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001537445
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 7:56 PM ET
- Size
- 6.8 KB