4//SEC Filing
Hansen Bradley 4
Accession 0001209191-19-005138
CIK 0001140310other
Filed
Jan 23, 7:00 PM ET
Accepted
Jan 24, 4:18 PM ET
Size
9.1 KB
Accession
0001209191-19-005138
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
Hansen Bradley
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Common Stock
2019-01-22+166,667→ 498,567 total - Tax Payment
Common Stock
2019-01-22$0.20/sh−64,867$12,973→ 433,700 total - Exercise/Conversion
Restricted Stock Units
2019-01-22−166,667→ 333,333 total→ Common Stock (166,667 underlying)
Footnotes (4)
- [F1]Represents shares of common stock acquired upon the vesting of a restricted stock unit award on January 22, 2019.
- [F2]Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on January 22, 2019.
- [F3]Each restricted stock unit represents a contingent right to receive one share of common stock.
- [F4]Represents a restricted stock unit award granted on December 21, 2017 that partially vested on December 21, 2018 and settled on January 22, 2019. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
Documents
Issuer
EnSync, Inc.
CIK 0001140310
Entity typeother
Related Parties
1- filerCIK 0001607567
Filing Metadata
- Form type
- 4
- Filed
- Jan 23, 7:00 PM ET
- Accepted
- Jan 24, 4:18 PM ET
- Size
- 9.1 KB