DEEKS TERENCE N 5
5 · NAVIGATORS GROUP INC · Filed Jan 28, 2019
Insider Transaction Report
Form 5
DEEKS TERENCE N
10% Owner
Transactions
- Gift
Common Stock, par value $0.10 per share
2018-03-19+72,826→ 2,697,065 total - Gift
Common Stock, par value $0.10 per share
2018-02-01−882,612→ 2,697,065 total(indirect: See Footnote) - Gift
Common Stock, par value $0.10 per share
2018-12-31+262,789→ 2,697,065 total - Gift
Common Stock, par value $0.10 per share
2018-12-31+195,466→ 2,697,065 total - Gift
Common Stock, par value $0.10 per share
2018-03-19−323,924→ 2,697,065 total(indirect: See Footnote) - Gift
Common Stock, par value $0.10 per share
2018-09-24+142,587→ 2,697,065 total(indirect: See Footnote) - Gift
Common Stock, par value $0.10 per share
2018-12-31+144,993→ 2,697,065 total
Footnotes (8)
- [F1]Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2015 Qualified Three Year Annuity Trust (the "2015 Trust").
- [F2]Represents distribution in kind by the 2015 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
- [F3]Includes 1,667,051 shares held by the 2016 Trust, 2017 Trust and 2018 Trust (collectively the "Trusts"), as of December 31, 2018, of which the Reporting Person is the settler, 56,400 shares owned jointly with the Reporting Person's wife, 745,809 shares held directly and 256,104 shares held by the Deeks Family Foundation (the "Foundation"). The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest he may be deemed to hold therein.
- [F4]Represents gift by the Reporting Person to the Terence N. Deeks 2018 Qualified Three Year Annuity Trust (the "2018 Trust").
- [F5]Represents gift by the Reporting Person to the Deeks Family Foundation.
- [F6]Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2016 Qualified Three Year Annuity Trust (the "2016 Trust").
- [F7]Represents distribution in kind to the Reporting Person by the Terence N. Deeks 2017 Qualified Three Year Annuity Trust (the "2017 Trust").
- [F8]Represents distribution in kind to the Reporting Person by the 2018 Trust.