4//SEC Filing
Muni Amit 4
Accession 0001209191-19-005786
CIK 0000880631other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 5:09 PM ET
Size
12.6 KB
Accession
0001209191-19-005786
Insider Transaction Report
Form 4
Muni Amit
Chief Financial Officer
Transactions
- Award
Common Stock
2019-01-25+87,850→ 682,665 total - Tax Payment
Common Stock
2019-01-27−10,839→ 665,437 total - Tax Payment
Common Stock
2019-01-25−6,389→ 676,276 total - Award
Performance Based Restricted Stock Units
2019-01-25+21,963→ 21,963 totalExercise: $0.00From: 2022-01-25→ Common Stock (21,963 underlying)
Footnotes (6)
- [F1]Restricted stock awarded by Issuer on January 25, 2019 and vesting as to (i) 29,283 shares on each of January 25, 2020 and 2021 and (ii) 29,284 shares on January 25, 2022.
- [F2]Includes restricted stock awards which vest as to (i) 31,861 shares on January 27, 2019, (ii) 45,552 shares on January 25, 2020, (iii) 41,705 shares on January 25, 2021 and (iv) 29,284 shares on January 25, 2022.
- [F3]Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
- [F4]Includes restricted stock awards which vest as to (i) 45,552 shares on January 25, 2020, (ii) 41,705 shares on January 25, 2021 and (iii) 29,284 shares on January 25, 2022.
- [F5]On the third anniversary of the grant date, the Performance-Based Restricted Stock Units ("PRSUs") will vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued pursuant to the PRSUs will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a three-year period from the date of grant of the PRSUs. The number of shares of Common Stock to be issued upon vesting of the PRSUs will range between 0% to 200% of the number of shares indicated above (the target share amount).
- [F6](Continuation of Footnote 5) - If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the third anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued pursuant to the PRSUs will be determined at such time, based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date. PRSUs have no voting rights and are generally non-transferable.
Documents
Issuer
WisdomTree Investments, Inc.
CIK 0000880631
Entity typeother
Related Parties
1- filerCIK 0001326907
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 5:09 PM ET
- Size
- 12.6 KB