KNIGHT EDWARD S 4
4 · NASDAQ, INC. · Filed Jan 31, 2019
Insider Transaction Report
Form 4
NASDAQ, INC.NDAQ
KNIGHT EDWARD S
Executive Vice President
Transactions
- Award
Common Stock, par value $0.01 per share
2019-01-29+21,364→ 81,733 total - Tax Payment
Common Stock, par value $0.01 per share
2019-01-29$85.81/sh−8,796$754,785→ 73,263 total
Holdings
- 22,059
Employee Stock Option (Right to Buy)
Exercise: $19.75Exp: 2020-03-04→ Common Stock (22,059 underlying) - 25,496
Employee Stock Option (Right to Buy)
Exercise: $25.28Exp: 2021-03-28→ Common Stock (25,496 underlying)
Footnotes (4)
- [F1]Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2016 through December 31, 2018.
- [F2]Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
- [F3]Represents (i) 72,562 vested shares underlying performance share units and (ii) 701 shares purchased under the Employee Stock Purchase Plan.
- [F4]Options exercisable as to 100%.