4/A//SEC Filing
Cortes Fernando 4/A
Accession 0001209191-19-006459
CIK 0001418135other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:43 PM ET
Size
11.8 KB
Accession
0001209191-19-006459
Insider Transaction Report
Form 4/AAmended
Cortes Fernando
Executive Vice President
Transactions
- Other
Common Stock
2018-07-09+0→ 12,461 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-07-09+37,538→ 37,538 totalExercise: $14.81From: 2018-07-09Exp: 2026-03-02→ Common Stock (37,538 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-07-09+37,452→ 37,542 totalExercise: $15.23From: 2018-07-09Exp: 2027-03-02→ Common Stock (37,542 underlying)
Footnotes (4)
- [F1]Pursuant to the Agreement and Plan of Merger, dated January 29, 2018, ("Agreement"), between Maple Parent Holdings Corp., ("Maple"), Dr Pepper Snapple Group, Inc. ("DPS") and Salt Merger Sub, Inc., ("SMS"), SMS merged on July 9, 2018 into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. DPS was renamed Keurig Dr Pepper Inc.("KDP"). The Reporting Person elected to have each issued and outstanding DPS stock option converted into KDP stock options at the effective time of the Merger.
- [F2]The original Form 4 filed on July 10, 2018 (the "Original Form 4") by the Reporting Person erroneously reported a total of 12,074 shares of outstanding DPS stock options converted into 12,074 shares of DPS common stock. The Reporting Person instead opted to have each issued and outstanding DPS stock option converted into KDP stock options pursuant to the Agreement at the effective time of the Merger. As a result the amount of securities beneficially owned by the Reporting Person on the Original Form 4 following the reported transactions should have been reported as 12,461 and not 24,540.
- [F3]The Original Form 4 reported 6,044 shares of outstanding DPS stock options granted on March 2, 2016 converted into 6,044 shares of DPS common stock. The Reporting Person instead had opted to have each issued and outstanding DPS stock option converted into KDP stock options, pursuant to the Merger. Table II should have shown $14.81 in Column 2 and not $94.62; and 37,538 in Column 5(A) and Column 7 and not 6,044; and 37,538 in Column 9 and not 0.
- [F4]The Original Form 4 reported 6,030 shares of outstanding DPS stock options granted on March 2, 2017 converted into 6,030 shares of DPS common stock. The Reporting Person instead had opted to have each issued and outstanding DPS stock option converted into KDP stock options, pursuant to the Merger. Table II should have shown $15.23 in Column 2 and not $91.98; and 37,452 in Column 5(A) and Column 7 and not 6,030; and 37,452 in Column 9 and not 0.
Documents
Issuer
Keurig Dr Pepper Inc.
CIK 0001418135
Entity typeother
Related Parties
1- filerCIK 0001741121
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:43 PM ET
- Size
- 11.8 KB