BAUTISTA ERNESTO III 4
4 · CARBO CERAMICS INC · Filed Feb 4, 2019
Insider Transaction Report
Form 4
BAUTISTA ERNESTO III
Vice President
Transactions
- Exercise/Conversion
Common Stock
2019-02-01+2,996→ 129,236 total - Disposition to Issuer
Common Stock
2019-02-01$4.10/sh−2,996$12,284→ 126,240 total - Exercise/Conversion
Common Stock
2019-02-01+1,492→ 127,732 total - Disposition to Issuer
Common Stock
2019-02-01$4.10/sh−1,492$6,117→ 126,240 total - Tax Payment
Common Stock
2019-02-01$4.10/sh−7,041$28,868→ 126,240 total - Exercise/Conversion
Phantom Stock
2019-02-01−2,996→ 2,996 total→ Common Stock (2,996 underlying) - Exercise/Conversion
Phantom Stock
2019-02-01−1,492→ 2,986 total→ Common Stock (1,492 underlying)
Footnotes (3)
- [F1]Each share of phantom stock is the economic equivalent of one share of CARBO Ceramics common stock and will be settled in cash based on the fair market value of such a share at the time of vesting.
- [F2]The phantom stock award will vest in three equal annual installments beginning on February 1, 2018.
- [F3]The phantom stock award will vest in three equal annual installments beginning on February 1, 2019.