5/A//SEC Filing
DEEKS MONICA 5/A
Accession 0001209191-19-007681
CIK 0000793547other
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 2:06 PM ET
Size
18.1 KB
Accession
0001209191-19-007681
Insider Transaction Report
Form 5/AAmended
DEEKS MONICA
10% Owner
Transactions
- Gift
Common Stock, par value $.10 per share
2018-03-19−323,924→ 2,725,364 total(indirect: See Footnote) - Gift
Common Stock, par value $.10 per share
2018-12-31−262,789→ 2,725,364 total(indirect: See Footnote) - Gift
Common Stock, par value $.10 per share
2018-03-19−72,826→ 2,725,364 total(indirect: See Footnote) - Gift
Common Stock, par value $.10 per share
2018-02-01+882,612→ 2,725,364 total(indirect: See Footnote) - Gift
Common Stock, par value $.10 per share
2018-12-31−195,466→ 2,725,364 total(indirect: See Footnote) - Gift
Common Stock, par value $.10 per share
2018-09-24+142,587→ 2,725,364 total(indirect: See Footnote) - Gift
Common Stock, par value $.10 per share
2018-12-31−144,993→ 2,725,364 total(indirect: See Footnote)
Footnotes (9)
- [F1]Represents distribution in kind to Terence N Deeks by the Terence N. Deeks 2015 Qualified Three Year Annuity Trust (the "2015 Trust"), of which the Reporting Person was trustee.
- [F2]This Form 5 is amended to correct the amount reported in Column 5 to accurately reflect the Reporting Person's total amount of securities beneficially owned at the end of the Issuer's fiscal year. This amount was previously reported incorrectly due to a mathematical error.
- [F3]The Reporting Person is the sole trustee of the Terence N. Deeks 2016 Qualified Three Year Annuity Trust (the "2016 Trust"), the Terence N. Deeks 2017 Qualified Three Year Annuity Trust (the "2017 Trust") and the Terence N. Deeks 2018 Qualified Three Year Annuity Trust (the "2018 Trust", and together with the 2016 Trust and the 2017 Trust, collectively, the "Trusts"). Includes 1,667,051 shares held by the Trusts as of December 31, 2018, 56,400 shares owned jointly with the Reporting Person's husband, Terence N Deeks, and 256,104 shares held by the Deeks Family Foundation (the "Foundation"). Includes 745,809 shares held by the Reporting Person's spouse directly. The Reporting Person disclaims beneficial ownership of the shares held by the Trusts and the Foundation except to the extent of any pecuniary interest she may be deemed to hold therein.
- [F4]Represents distribution in kind by the 2015 Trust to trusts for the benefit of Reporting Person's children or grandchildren.
- [F5]Represents gift by the Reporting Person to the 2018 Trust, of which the Reporting Person is trustee.
- [F6]Represents gift by the Reporting Person to the Deeks Family Foundation.
- [F7]Represents distribution in kind to Terence N. Deeks by the 2016 Trust, of which the Reporting Person is trustee.
- [F8]Represents distribution in kind to Terence N. Deeks by the 2017 Trust, of which the Reporting Person is trustee.
- [F9]Represents distribution in kind to Terence N. Deeks by the 2018 Trust, of which the Reporting Person is trustee.
Documents
Issuer
NAVIGATORS GROUP INC
CIK 0000793547
Entity typeother
Related Parties
1- filerCIK 0001277022
Filing Metadata
- Form type
- 5/A
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 2:06 PM ET
- Size
- 18.1 KB