3//SEC Filing
Polaris Venture Partners VI, L.P. 3
Accession 0001209191-19-007926
CIK 0001653087other
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 8:59 PM ET
Size
20.5 KB
Accession
0001209191-19-007926
Insider Transaction Report
Form 3
Alector, Inc.ALEC
Holdings
- (indirect: See footnote)
Series A-1 Preferred Stock
→ Common Stock (500,000 underlying) - (indirect: See footnote)
Series A-2 Preferred Stock
→ Common Stock (5,274,725 underlying) - (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (2,500,000 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,808,989 underlying) - (indirect: See footnote)
Series D Preferred Stock
→ Common Stock (1,246,883 underlying) - (indirect: See footnote)
Series E Preferred Stock
→ Common Stock (527,597 underlying)
Polaris Venture Partners VI, L.P.
10% Owner
Holdings
- (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (2,500,000 underlying) - (indirect: See footnote)
Series D Preferred Stock
→ Common Stock (1,246,883 underlying) - (indirect: See footnote)
Series A-1 Preferred Stock
→ Common Stock (500,000 underlying) - (indirect: See footnote)
Series A-2 Preferred Stock
→ Common Stock (5,274,725 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,808,989 underlying) - (indirect: See footnote)
Series E Preferred Stock
→ Common Stock (527,597 underlying)
Holdings
- (indirect: See footnote)
Series A-1 Preferred Stock
→ Common Stock (500,000 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,808,989 underlying) - (indirect: See footnote)
Series E Preferred Stock
→ Common Stock (527,597 underlying) - (indirect: See footnote)
Series D Preferred Stock
→ Common Stock (1,246,883 underlying) - (indirect: See footnote)
Series A-2 Preferred Stock
→ Common Stock (5,274,725 underlying) - (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (2,500,000 underlying)
Holdings
- (indirect: See footnote)
Series A-2 Preferred Stock
→ Common Stock (5,274,725 underlying) - (indirect: See footnote)
Series D Preferred Stock
→ Common Stock (1,246,883 underlying) - (indirect: See footnote)
Series E Preferred Stock
→ Common Stock (527,597 underlying) - (indirect: See footnote)
Series A-1 Preferred Stock
→ Common Stock (500,000 underlying) - (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (2,500,000 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,808,989 underlying)
Holdings
- (indirect: See footnote)
Series A-1 Preferred Stock
→ Common Stock (500,000 underlying) - (indirect: See footnote)
Series A-2 Preferred Stock
→ Common Stock (5,274,725 underlying) - (indirect: See footnote)
Series B Preferred Stock
→ Common Stock (2,500,000 underlying) - (indirect: See footnote)
Series C Preferred Stock
→ Common Stock (2,808,989 underlying) - (indirect: See footnote)
Series D Preferred Stock
→ Common Stock (1,246,883 underlying) - (indirect: See footnote)
Series E Preferred Stock
→ Common Stock (527,597 underlying)
Footnotes (7)
- [F1]Each of the Series A-1 Preferred Stock, Series A-2 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock is convertible into Common Stock on a one-for-one basis into the number of shares of Common Stock shown in Column 3 at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.
- [F2]27,606 shares are held by Polaris Venture Partners Founders' Fund VI, L.P ("PVPFF VI"), 379,174 shares are held by Polaris Venture Partners VI (AIV), L.P. ("PVP VI AIV") and 93,220 shares are held by PVP VI (AIV) Feeder Corp. Holding Partnership, L.P. ("PVP VI Feeder" and, together with PVP VI AIV, PVPFF VI, and Polaris Venture Partners VI, L.P. ("PVP VI"), the "Polaris Funds"). The general partner of each of the Polaris Funds is Polaris Venture Management Co. VI, L.L.C. ("PVM"). PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that PVM is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, if any.
- [F3]291,223 shares are held by PVPFF VI, 4,000,075 shares are held by PVP VI AIV and 983,427 shares are held by PVP VI Feeder. PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that PVM is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, if any.
- [F4]138,030 shares are held by PVPFF VI, 1,895,867 shares are held by PVP VI AIV and 466,103 shares are held by PVP VI Feeder. PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that PVM is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, if any.
- [F5]155,087 shares are held by PVPFF VI, 2,130,190 shares are held by PVP VI AIV and 523,712 shares are held by PVP VI Feeder. PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that PVM is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, if any.
- [F6]68,842 shares are held by PVPFF VI, 945,571 shares are held by PVP VI AIV and 232,470 shares are held by PVP VI Feeder. PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that PVM is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, if any.
- [F7]29,129 shares are held by PVPFF VI and 498,468 shares are held by PVP VI. PVM disclaims beneficial ownership of the securities held by the Polaris Funds, and this report shall not be deemed an admission that PVM is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, if any.
Documents
Issuer
Alector, Inc.
CIK 0001653087
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001493463
Filing Metadata
- Form type
- 3
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 8:59 PM ET
- Size
- 20.5 KB