GREENHILL & CO INC·4

Feb 7, 8:23 PM ET

GREENHILL ROBERT F 4

4 · GREENHILL & CO INC · Filed Feb 7, 2019

Insider Transaction Report

Form 4
Period: 2019-02-05
GREENHILL ROBERT F
Director10% OwnerOther
Transactions
  • Exercise/Conversion

    Common Stock

    2019-02-05+50,312332,891 total
  • Tax Payment

    Common Stock

    2019-02-05$25.21/sh24,638$621,124308,253 total
  • Exercise/Conversion

    Common Stock

    2019-02-05+87,714395,967 total
  • Tax Payment

    Common Stock

    2019-02-05$25.21/sh42,319$1,066,862353,648 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-02-0550,3120 total
    Common Stock (50,312 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2019-02-0587,7140 total
    Common Stock (87,714 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    799,480
  • Common Stock

    (indirect: See Footnote)
    989,524
  • Common Stock

    (indirect: See Footnote)
    239,680
Footnotes (5)
  • [F1]These shares of Common Stock are directly owned by Socatean Partners, a Connecticut general partnership of which Robert F. Greenhill is managing general partner. Robert F. Greenhill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F2]These shares of Common Stock are directly owned by Greenhill Family Partnership, a Delaware Limited Partnership, of which Robert F. Greenhill is the general partner. Robert F. Greenhill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F3]These shares of Common Stock are directly owned by Riversville Aircraft Corporation II, a Delaware corporation, which is controlled by Robert F. Greenhill.
  • [F4]This restricted stock unit award was granted on February 4, 2014 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the fifth calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 5, 2019, the vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.
  • [F5]This restricted stock unit award was granted on January 27, 2016 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in full on January 1 of the third calendar year following the grant date and are subject to payment within 75 days following such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 5, 2019, the restricted stock award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION