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4//SEC Filing

Emmett Dan A 4

Accession 0001209191-19-009954

CIK 0001364250other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 9:18 PM ET

Size

6.4 KB

Accession

0001209191-19-009954

Insider Transaction Report

Form 4
Period: 2018-12-13
Emmett Dan A
DirectorChairman of the Board10% Owner
Transactions
  • Gift

    Common Stock

    2018-12-1333,4171,183,870 total(indirect: See footnote 2.)
Footnotes (2)
  • [F1]Common stock beneficially owned includes (i) an aggregate of 1,183,870 Shares held by the Emmett Trust, and (ii) 66,000 Shares held by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Derivative securities beneficially owned include (i) 3,462,104 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein; (ii) 3,169 LTIPs granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 8,845 LTIPs granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan.
  • [F2]Following the gift reported herein, Reporting Person may be deemed to beneficially own 4,723,988 common stock equivalents, including common stock ("Common Stock") of Issuer, and partnership common units ("OP Units") and long term incentive plan units ("LTIPs") of Douglas Emmett Properties, LP (the "Operating Partnership"). Issuer is the sole stockholder of the general partner of the Operating Partnership. Upon vesting and certain additional criteria, LTIPs can be converted into OP Units. Upon the occurrence of certain events, OP Units are redeemable and may be exchanged without consideration by the holder for an equivalent number of shares of Common Stock or for the cash value of such shares, at Issuer's option.

Issuer

Douglas Emmett Inc

CIK 0001364250

Entity typeother

Related Parties

1
  • filerCIK 0001378407

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 9:18 PM ET
Size
6.4 KB