4//SEC Filing
Phillips James Michael 4
Accession 0001209191-19-011851
CIK 0001299130other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 8:47 PM ET
Size
9.2 KB
Accession
0001209191-19-011851
Insider Transaction Report
Form 4
Phillips James Michael
SVP, Research & Development
Transactions
- Award
Common Stock
2019-02-15+8,000→ 223,156 total - Award
Common Stock
2019-02-15+13,605→ 236,761 total - Sale
Common Stock
2019-02-19$7.17/sh−7,231$51,817→ 229,530 total
Footnotes (4)
- [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the earlier of (i) the first anniversary of the Grant Date, or (ii) the completion of the proposed acquisition of the Issuer by Illumina, Inc., provided that the Reporting Person continues to serve through the vesting date.
- [F2]Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
- [F3]Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance awards.
- [F4]This sale price represents the weighted average sale price of the shares sold ranging from $7.16 to $7.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Documents
Issuer
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
CIK 0001299130
Entity typeother
Related Parties
1- filerCIK 0001504238
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 8:47 PM ET
- Size
- 9.2 KB