4//SEC Filing
Warburg Pincus Partners GP LLC 4
Accession 0001209191-19-012039
CIK 0001348036other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 4:37 PM ET
Size
26.6 KB
Accession
0001209191-19-012039
Insider Transaction Report
Form 4
AVALARA, INC.AVLR
WARBURG PINCUS & CO
10% Owner
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes)
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes)
WPXI Finance, LP
10% Owner
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes)
WPXI GP, L.P.
10% Owner
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes)
Warburg Pincus XI, L.P.
10% Owner
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes)
Warburg Pincus Partners GP LLC
10% Owner
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes)
WP Global LLC
10% Owner
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes)
Warburg Pincus Partners II, L.P.
10% Owner
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes)
WARBURG PINCUS LLC
10% Owner
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes)
Warburg Pincus XI Partners, L.P.
10% Owner
Transactions
- Sale
Common Stock
2019-02-19$49.03/sh−235,000$11,522,050→ 462,987 total(indirect: See Footnotes) - Sale
Common Stock
2019-02-19$49.03/sh−4,465,000$218,918,950→ 8,797,002 total(indirect: See Footnotes)
Footnotes (4)
- [F1]Warburg Pincus Private Equity XI, L.P. ("WPXI") holds shares through its subsidiary, WPXI Finance, LP ("WPXIF"). Warburg Pincus XI Partners, L.P. ("WPXI Partners") also holds shares and together with WPXI is referred to as the "WPXI Funds." WPXI GP, L.P. ("WPXIF GP") is the managing general partner of WPXIF. WPXI is the general partner of WPXIF GP. Warburg Pincus XI, L.P. ("WP XI GP") is the general partner of each of WPXI and WPXI Partners. WP Global LLC ("WP Global") is the general partner of WP XI GP. Warburg Pincus Partners II, L.P. ("WPP II") is the managing member of WP Global. Warburg Pincus Partners GP LLC ("WPP GP LLC") is the general partner of WPP II. Warburg Pincus & Co. ("WP") is the managing member of WPP GP LLC. Warburg Pincus LLC ("WP LLC") is the manager of the WPXI Funds.
- [F2](Continued from Footnote 1) Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by the WPXI Funds entities. Mr. Sadrian, a director of the Issuer, is a Partner of WP and a Member and Managing Director of WP LLC.
- [F3]Shares held by WPXI through its subsidiary WPXIF. Each of WPXIF GP, WPXI Partners, WP XI GP, WP Global, WPP II, WPP GP LLC, WP and WP LLC, and Messrs. Kaye, Landy and Sadrian disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
- [F4]Shares held directly by WPXI Partners. Each of WPXI, WPXIF, WPXIF GP, WP XI GP, WP Global, WPP II, WPP GP LLC, WP, WP LLC, and Messrs. Kaye, Landy and Sadrian disclaim beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any.
Issuer
AVALARA, INC.
CIK 0001348036
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001621224
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 4:37 PM ET
- Size
- 26.6 KB