HATFIELD JOHN S. 4
4 · PINNACLE WEST CAPITAL CORP · Filed Feb 22, 2019
Insider Transaction Report
Form 4
HATFIELD JOHN S.
VP, Communications
Transactions
- Exercise/Conversion
Common Stock
2019-02-20+130→ 2,680 total - Disposition to Issuer
Common Stock
2019-02-20$90.93/sh−130$11,821→ 2,550 total - Disposition to Issuer
Common Stock
2019-02-20$90.93/sh−131$11,912→ 2,622 total - Exercise/Conversion
Common Stock
2019-02-20+130→ 2,752 total - Disposition to Issuer
Common Stock
2019-02-20$90.93/sh−220$20,005→ 2,694 total - Disposition to Issuer
Common Stock
2019-02-20$90.93/sh−114$10,366→ 2,694 total - Exercise/Conversion
Common Stock
2019-02-20+113→ 2,807 total - Exercise/Conversion
Restricted Stock Units
2019-02-20−260→ 0 total→ Common Stock (260 underlying) - Exercise/Conversion
Restricted Stock Units
2019-02-20−227→ 681 total→ Common Stock (227 underlying) - Tax Payment
Common Stock
2019-02-20$90.93/sh−58$5,274→ 2,622 total - Tax Payment
Common Stock
2019-02-20$90.93/sh−58$5,274→ 2,694 total - Exercise/Conversion
Common Stock
2019-02-20+114→ 2,808 total - Tax Payment
Common Stock
2019-02-20$90.93/sh−50$4,547→ 2,757 total - Exercise/Conversion
Restricted Stock Units
2019-02-20−261→ 261 total→ Common Stock (261 underlying) - Exercise/Conversion
Common Stock
2019-02-20+130→ 2,680 total - Exercise/Conversion
Common Stock
2019-02-20+131→ 2,753 total - Exercise/Conversion
Common Stock
2019-02-20+220→ 2,914 total - Award
Common Stock
2019-02-20+33→ 2,790 total - Tax Payment
Common Stock
2019-02-20$90.93/sh−16$1,455→ 2,774 total - Exercise/Conversion
Restricted Stock Units
2019-02-20−220→ 440 total→ Common Stock (220 underlying)
Footnotes (8)
- [F1]Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.
- [F2]Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
- [F3]Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
- [F4]Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.
- [F5]The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.
- [F6]The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.
- [F7]The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.
- [F8]The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.