McNally Richard L. 4
4 · Funko, Inc. · Filed Feb 25, 2019
Insider Transaction Report
Form 4
Funko, Inc.FNKO
McNally Richard L.
Director10% Owner
Transactions
- Sale
Class A Common Stock
2019-02-25$19.92/sh−9,054$180,362→ 192,508 total(indirect: By LLC) - Sale
Class A Common Stock
2019-02-21$19.29/sh−492$9,493→ 210,562 total(indirect: By LLC) - Sale
Class A Common Stock
2019-02-22$19.51/sh−9,000$175,601→ 201,562 total(indirect: By LLC) - Sale
Class A Common Stock
2019-02-21$19.29/sh−2,243$43,277→ 959,223 total(indirect: By LLC) - Sale
Class A Common Stock
2019-02-22$19.51/sh−41,000$799,959→ 918,223 total(indirect: By LLC) - Sale
Class A Common Stock
2019-02-25$19.92/sh−41,246$821,649→ 876,977 total(indirect: By LLC)
Holdings
- 973,138(indirect: By LLC)
Class B Common Stock
- 4,456,538(indirect: By LLC)
Class B Common Stock
Footnotes (5)
- [F1]Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.
- [F2]Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.
- [F3]The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.25 to $19.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.25 to $19.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.75 to $20.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.