Roberts Rama 4

4 · Telaria, Inc. · Filed Feb 26, 2019

Form 4

Period: 2019-02-13

Chief Technology Officer

Transactions

Exercise/Conversion
Common Stock
2019-02-13+10,000→ 10,000 total
Tax Payment
Common Stock
2019-02-13$3.20/sh−3,458$11,066→ 6,542 total
Exercise/Conversion
Common Stock
2019-02-14+5,000→ 11,542 total
Tax Payment
Common Stock
2019-02-14$3.19/sh−1,729$5,516→ 9,813 total
Exercise/Conversion
Restricted Stock Unit
2019-02-13−10,000→ 0 total
Exercise: $0.00→ Common Stock (10,000 underlying)
Exercise/Conversion
Restricted Stock Unit
2019-02-14−5,000→ 10,000 total
Exercise: $0.00→ Common Stock (5,000 underlying)

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
[F2]The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.
[F3]Grant to the reporting person of a restricted stock unit under the issuer's 2013 Equity Incentive Plan (the "2013 Plan"). The shares underlying the restricted stock unit grant are fully vested.
[F4]Grant to the reporting person of a restricted stock unit under the 2013 Plan. 25% of the total restricted stock unit grant vested on each of February 14, 2018 and February 14, 2019. The remaining shares underlying the restricted stock unit grant vests in two equal installments on each of February 14, 2020 and February 14, 2021, subject to continued service to the Issuer through each vesting date. This restricted stock unit grant is subject to accelerated vesting in the event that the recipient is subject to a qualified termination within a specified period of time prior to or following the closing of a change in control transaction.

Documents

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