Earnings Feed
Start Free
Home/Filings/4/0001209191-19-015916
4//SEC Filing

Fok Manson 4

Accession 0001209191-19-015916

CIK 0001300699other
View on SEC.govCompany Profile

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 6:23 PM ET

Size

19.6 KB

Accession

0001209191-19-015916

Insider Transaction Report

Form 4
Period: 2019-02-28
Athenex, Inc.ATNX
Fok Manson
Director
Transactions
  • Award

    Stock Option (Right to Buy)

    2019-02-28+10,000→ 10,000 total
    Exercise: $13.17Exp: 2029-02-28→ Common Stock (10,000 underlying)
Holdings

  • Common Stock

    (indirect: By Avalon Polytom (HK) Limited)
    107,181

  • Stock Option (Right to Buy)

    Exercise: $9.00From: 2017-10-17Exp: 2025-10-17→ Common Stock (48,000 underlying)
    48,000

  • Stock Option (Right to Buy)

    Exercise: $11.00Exp: 2027-06-13→ Common Stock (27,000 underlying)
    27,000

  • Stock Option (Right to Buy)

    Exercise: $7.50From: 2016-05-18Exp: 2025-05-18→ Common Stock (48,000 underlying)
    48,000

  • Stock Option) Right to Buy)

    (indirect: By Avalon Biomedical (Management) Limited)
    Exercise: $9.00Exp: 2025-07-17→ Common Stock (54,904 underlying)
    54,904

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2014-01-02Exp: 2023-01-02→ Common Stock (80,000 underlying)
    80,000

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2015-10-11Exp: 2023-10-11→ Common Stock (20,000 underlying)
    20,000

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2016-06-12Exp: 2024-06-12→ Common Stock (40,000 underlying)
    40,000

  • Common Stock

    1,819,609

  • Common Stock

    (indirect: By Avalon Biomedical (Management) Limited)
    678,880

  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2014-05-13Exp: 2023-05-13→ Common Stock (48,000 underlying)
    48,000
Footnotes (6)
  • [F1]Avalon Biomedical (Management) Limited ("Avalon Biomedical") is an indirect wholly-owned subsidiary of Avalon Global Holdings Limited ("Avalon Global"). Mason Fok, M.B., B.S. ("Dr. Fok"), together with his spouse, own all of the outstanding interests in Sino Glory Developments Limited, which owns 34.63% of the outstanding interests in Avalon Global, and Dr. Fok serves on the board of directors of Avalon Global and has shared voting and dispositive power with respect to the shares held by Avalon Biomedical.
  • [F2]Dr. Fok disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Dr. Fok is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  • [F3]These shares were acquired pursuant to the terms of a License Agreement dated as of June 29, 2018 by and between Athenex Therapeutics Limited, a wholly-owned subsidiary of Athenex, Inc. ("Athenex") and Avalon Polytom (HK) Limited, a majority-owned affiliate of Avalon Global. The number of shares was determined by dividing $2.0 million by the closing price of Athenex common stock on June 29, 2018.
  • [F4]This option vests in four equal annual installments beginning on June 13, 2018.
  • [F5]This option vests in three equal annual installments beginning on July 17, 2016.
  • [F6]This option vests in four equal annual installments beginning on February 28, 2020.

Documents

1 file

Issuer

Athenex, Inc.

CIK 0001300699

→
Entity typeother

Related Parties

1
  • filerCIK 0001708964

Filing Metadata

Form type
4
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 6:23 PM ET
Size
19.6 KB
View on SEC.gov