STACY DONALD L 4
4 · MIDDLEFIELD BANC CORP · Filed Mar 5, 2019
Insider Transaction Report
Form 4
STACY DONALD L
Treasurer/CFO
Transactions
- Award
Common Stock
2019-03-01$41.90/sh+665$27,864→ 2,399.265 total - Tax Payment
Common Stock
2019-03-01$41.90/sh−165$6,914→ 2,234.265 total - Award
Conditional Stock Award
2019-03-01$42.43/sh+1,245$52,825→ 3,479.265 total
Holdings
- 1,000(indirect: By IRA)
Common Stock
- 462
Conditional Stock Award
Exercise: $38.70Exp: 2020-07-20→ Common Stock (462 underlying) - 20.044
Common Stock
- 2,500
Common Stock (right to buy)
Exercise: $17.55From: 2012-05-09Exp: 2021-05-09→ Common Stock (2,500 underlying) - 1,015
Conditional Stock Award
Exercise: $48.20Exp: 2021-05-22→ Common Stock (1,015 underlying)
Footnotes (6)
- [F1]Shares were acquired under the terms of a Conditional Stock Grant dated March 1, 2016.
- [F2]Includes shares acquired under MBCN Dividend Reinvestment Plan.
- [F3]held jointly with son
- [F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.
- [F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017.
- [F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated May 29, 2018.