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CALDWELL THOMAS G 4

Accession 0001209191-19-016122

CIK 0000836147other
View on SEC.govCompany Profile

Filed

Mar 4, 7:00 PM ET

Accepted

Mar 5, 10:47 AM ET

Size

17.5 KB

Accession

0001209191-19-016122

Insider Transaction Report

Form 4
Period: 2019-03-01
MIDDLEFIELD BANC CORPMBCN
CALDWELL THOMAS G
DirectorPresident/Chief Executive Offi
Transactions
  • Award

    Common Stock

    2019-03-01$41.90/sh+1,081$45,294→ 5,166 total
  • Award

    Conditonal Stock Award

    2019-03-01$42.43/sh+2,698$114,476→ 2,698 total
    Exercise: $42.43Exp: 2022-03-01→ Common Stock (2,698 underlying)
Holdings

  • Stock Option (right to buy)

    Exercise: $17.55From: 2012-05-09Exp: 2021-05-09→ Common Stock (2,500 underlying)
    2,500

  • Conditonal Stock Award

    Exercise: $48.20Exp: 2021-05-22→ Common Stock (2,240 underlying)
    2,240

  • Common Stock

    14,222

  • Common Stock

    (indirect: By Children)
    248.94

  • Conditional Stock Award

    Exercise: $38.70Exp: 2020-07-20→ Common Stock (753 underlying)
    753
Footnotes (6)
  • [F1]Shares were acquired under the terms of a Conditional Stock Grant dated March 1, 2016.
  • [F2]Includes shares held jointly with spouse.
  • [F3]Includes shares acquired under MBCN Dividend Reinvestment Plan.
  • [F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.
  • [F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated July 20, 2017.
  • [F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated May 29, 2018.

Documents

2 files

Issuer

MIDDLEFIELD BANC CORP

CIK 0000836147

→
Entity typeother

Related Parties

1
  • filerCIK 0001223976

Filing Metadata

Form type
4
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 10:47 AM ET
Size
17.5 KB
View on SEC.gov