4//SEC Filing
Trainor-Degirolamo Sheldon 4
Accession 0001209191-19-016635
CIK 0001300699other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 4:50 PM ET
Size
9.8 KB
Accession
0001209191-19-016635
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Trainor-Degirolamo Sheldon
Director
Transactions
- Award
Stock Option (Right to Buy)
2018-03-27+19,500→ 19,500 totalExercise: $17.30Exp: 2028-03-27→ Common Stock (19,500 underlying)
Holdings
- 711,333(indirect: By PacBridge Partners V Investment Co Ltd.)
Common Stock
- 17,500
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (17,500 underlying) - 19,500
Stock Option (Right to Buy)
Exercise: $11.00Exp: 2027-06-13→ Common Stock (19,500 underlying)
Footnotes (5)
- [F1]These shares are held for the account of PacBridge Partners V Investment Co Ltd. Sheldon Trainor-Degirolamo ("Mr. Trainor-Degirolamo") is the sole director and shareholder of PacBridge Partners V Investment Co Ltd. and has sole voting and dispositive power over the shares held by it.
- [F2]Mr. Trainor-Degirolamo disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Trainor-Degirolamo is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]The option vests in four equal annual installments beginning on June 13, 2018.
- [F4]This option vests in four equal annual installments beginning on March 27, 2019.
- [F5]The option vests in four equal annual installments beginning on February 28, 2020.
Documents
Issuer
Athenex, Inc.
CIK 0001300699
Entity typeother
Related Parties
1- filerCIK 0001708966
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 4:50 PM ET
- Size
- 9.8 KB