DEAN FOODS CO|4Mar 5, 6:37 PM ET

BERNARD DAVID 4

4 · DEAN FOODS CO · Filed Mar 5, 2019

Form 4

Period: 2019-03-01

SVP, Chief Information Officer

Transactions

Exercise/Conversion
Common Stock
2019-03-01+6,169→ 7,776.8 total
Exercise/Conversion
Common Stock
2019-03-01+12,528→ 20,304.8 total
Tax Payment
Common Stock
2019-03-01$3.93/sh−5,545$21,792→ 14,759.8 total
Exercise/Conversion
Restricted Stock Units
2019-03-01−6,169→ 12,339 total
Exercise: $0.00→ Common Stock (6,169 underlying)
Exercise/Conversion
Restricted Stock Units
2019-03-01−12,528→ 25,057 total
Exercise: $0.00→ Common Stock (12,528 underlying)

Footnotes (4)

[F1]The Reporting Person received a total of 6,169 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 1,830 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 4,339 net shares of Common Stock.
[F2]The Reporting Person received a total of 12,528 shares of Common Stock of the Issuer pursuant to the vesting of restricted stock units (RSUs). A total of 3,715 shares were surrendered to satisfy tax obligations of the Reporting Person, resulting in the issuance of a total of 8,813 net shares of Common Stock.
[F3]These RSUs were awarded on 3/1/2018. The award vests annually, on a pro rata basis, over a 3-year period.
[F4]RSUs convert into common stock on a one-for-one basis.

Documents

1 file