Goel Hemant 4
4 · Spok Holdings, Inc · Filed Mar 8, 2019
Insider Transaction Report
Form 4
Goel Hemant
Chief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2019-03-08+8,187→ 24,223 total - Disposition to Issuer
Restricted Stock Units
2019-03-08−8,188→ 91,046 total→ Common Stock (8,188 underlying) - Tax Payment
Common Stock
2019-03-08$14.21/sh−2,506$35,610→ 21,717 total - Exercise/Conversion
Restricted Stock Units
2019-03-08−8,187→ 99,234 total→ Common Stock (8,187 underlying)
Footnotes (5)
- [F1]On March 8, 2019, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Goel under the Spok Holdings, Inc. 2016 Long Term Incentive Plan (the "2016 LTIP").
- [F2]On March 8, 2019, Mr. Goel surrendered 2,506 shares of Spok Holdings, Inc. (the "Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of March 1, 2019 as reported on NASDAQ.
- [F3]RSUs were granted to Mr. Goel under the 2016 LTIP. Each RSU represents a contingent right to receive one share of the issuer's Common Stock.
- [F4]On March 8, 2019, 8,187 shares vested.
- [F5]On March 8, 2019, 8,188 shares were forfeited due to performance criteria of the 2016 LTIP not being met.