4//SEC Filing
Hartford M. Sean 4
Accession 0001209191-19-019153
CIK 0001351285other
Filed
Mar 12, 8:00 PM ET
Accepted
Mar 13, 4:26 PM ET
Size
19.7 KB
Accession
0001209191-19-019153
Insider Transaction Report
Form 4
Hartford M. Sean
Other
Transactions
- Exercise/Conversion
Common Stock
2019-03-11$15.69/sh+10,578$165,969→ 24,475 total - Sale
Common Stock
2019-03-11$21.67/sh−13,684$296,532→ 12,955 total - Sale
Common Stock
2019-03-11$21.80/sh−3,304$72,027→ 9,651 total - Exercise/Conversion
Stock Option (right to buy)
2019-03-11−10,578→ 0 totalExercise: $15.69Exp: 2023-06-16→ Common Stock (10,578 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-03-11−2,164→ 2,163 totalExercise: $7.47Exp: 2026-02-19→ Common Stock (2,164 underlying) - Exercise/Conversion
Common Stock
2019-03-11$9.78/sh+942$9,213→ 13,897 total - Exercise/Conversion
Common Stock
2019-03-11$7.47/sh+2,164$16,165→ 26,639 total - Exercise/Conversion
Stock Option (right to buy)
2019-03-11−942→ 0 totalExercise: $9.78Exp: 2025-02-12→ Common Stock (942 underlying)
Holdings
- 3,380
Performance Share Units
Exercise: $0.00→ Common Stock (3,380 underlying)
Footnotes (5)
- [F1]This transaction was executed in multiple trades at prices ranging from $21.39 to $21.87 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes 9,651 shares of restricted common stock on which the restrictions have not yet lapsed.
- [F3]Options are fully vested.
- [F4]Options shall vest at a rate of one-quarter per annum, beginning one year from February 19, 2016, the date of grant.
- [F5]Represents shares earned based on performance under the Company's 2017-2018 Long-Term Incentive Program. These shares are subject to forfeiture restrictions that lapse at a rate of 50% on March 17, 2019 and 50% on March 17, 2020. These shares were reported originally in Table I on the reporting person's Form 4 filed February 25, 2019 but have been moved to Table II herein to align with how the shares are reflected in the issuer's equity reporting system.
Documents
Issuer
ROSETTA STONE INC
CIK 0001351285
Entity typeother
Related Parties
1- filerCIK 0001641165
Filing Metadata
- Form type
- 4
- Filed
- Mar 12, 8:00 PM ET
- Accepted
- Mar 13, 4:26 PM ET
- Size
- 19.7 KB