Marck Marianne 4/A

4/A · RITCHIE BROS AUCTIONEERS INC · Filed Mar 13, 2019

Form 4/AAmended

Period: 2019-03-01

Chief Information Officer

Transactions

Exercise/Conversion
Common Shares
2019-03-01+366→ 6,091 total
Exercise/Conversion
Common Shares
2019-03-01+5,725→ 5,725 total
Award
Performance Share Units (2016 PSUs)
2019-03-01+4,220→ 5,725 total
From: 2019-03-01Exp: 2019-03-01→ Common Shares (4,220 underlying)
Exercise/Conversion
Dividend Equivalent Rights (2016 PSUs)
2019-03-01−366→ 0 total
From: 2019-03-01Exp: 2019-03-01→ Common Shares (366 underlying)
Exercise/Conversion
Performance Share Units (2016 PSUs)
2019-03-01−5,725→ 0 total
From: 2019-03-01Exp: 2019-03-01→ Common Shares (5,725 underlying)
Award
Dividend Equivalent Rights (2016 PSUs)
2019-03-01+248→ 366 total
From: 2019-03-01Exp: 2019-03-01→ Common Shares (248 underlying)

Footnotes (2)

[F1]Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). TW will be reported on separately within 2 business days of the TW determination date.
[F2]Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 1, 2019, the same date on which the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net of applicable tax, as soon as practicable.

Documents

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