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Cotton, III James C 4

Accession 0001209191-19-019291

CIK 0001056903other

View on SEC.gov Company Profile

Filed

Mar 12, 8:00 PM ET

Accepted

Mar 13, 8:23 PM ET

Size

9.4 KB

Accession

0001209191-19-019291

Insider Transaction Report

Form 4

Period: 2019-03-11

AMERICAN STATES WATER COAWR

Cotton, III James C

Vice President of Contracts

Transactions

Award
Common Shares
2019-03-01$70.51/sh+6.732$475→ 6,811.269 total
Award
Common Shares
2019-03-11$71.61/sh+3,228.319$231,180→ 10,039.588 total
Tax Payment
Common Shares
2019-03-12$71.44/sh−964.019$68,870→ 9,075.569 total
Tax Payment
Common Shares
2019-03-12$71.44/sh−49$3,501→ 9,026.569 total

Footnotes (3)

[F1]DER Units credited on 03/01/2019 as dividend at FMV
[F2]964.0190 shares withheld to satisfy tax liability.
[F3]49.0001 shares withheld to satisfy tax liability.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

AMERICAN STATES WATER CO

CIK 0001056903

Entity typeother

Related Parties

1

filerCIK 0001562228

Filing Metadata

Form type: 4
Filed: Mar 12, 8:00 PM ET
Accepted: Mar 13, 8:23 PM ET
Size: 9.4 KB

View on SEC.gov