4//SEC Filing
VHCP Management III, LLC 4
Accession 0001209191-19-019528
CIK 0001600132other
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 5:57 PM ET
Size
13.1 KB
Accession
0001209191-19-019528
Insider Transaction Report
Form 4
VENROCK ASSOCIATES IV L P
10% Owner
Transactions
- Purchase
Common Stock
2019-01-23$0.70/sh+142,857$100,000→ 7,529,020 total(indirect: By funds)
Transactions
- Purchase
Common Stock
2019-01-23$0.70/sh+142,857$100,000→ 7,529,020 total(indirect: By funds)
VHCP Management III, LLC
10% Owner
Transactions
- Purchase
Common Stock
2019-01-23$0.70/sh+142,857$100,000→ 7,529,020 total(indirect: By funds)
VHCP Co-Investment Holdings III, LLC
10% Owner
Transactions
- Purchase
Common Stock
2019-01-23$0.70/sh+142,857$100,000→ 7,529,020 total(indirect: By funds)
Shah Nimish P
10% Owner
Transactions
- Purchase
Common Stock
2019-01-23$0.70/sh+142,857$100,000→ 7,529,020 total(indirect: By funds)
Footnotes (3)
- [F1]This Form 4 is the second of two Form 4s being filed to report the beneficial ownership of the following Reporting Persons: Venrock Associates IV, LP, Venrock Partners, LP, Venrock Entrepreneurs Fund IV, LP, Venrock Management IV, LLC, Venrock Partners Management, LLC, VEF Management IV, LLC, Venrock Healthcare Capital Partners II, LP, VHCP Management II, LLC, VHCP Co Investment Holdings II, LLC, Venrock Healthcare Capital Partners III, LP, VHCP Management III, LLC, VHCP Co Investment Holdings III, LLC, Bong Koh and Nimish Shah. Two Form 4s are being filed because each form can report a maximum of 10 reporting persons.
- [F2]Consists of (i) 129,871 shares purchased by Venrock Healthcare Capital Partners III, LP and (ii) 12,986 shares purchased by VHCP Co-Investment Holdings III, LLC.
- [F3]Venrock Management IV, LLC ("VM4") is the general partner of Venrock Associates IV, LP. Venrock Partners Management, LLC ("VPM") is the general partner of Venrock Partners, LP. VEF Management IV, LLC ("VEFM") is the general partner of Venrock Entrepreneurs Fund IV, LP. VHCP Management II, LLC ("VHCPM2") is the general partner of Venrock Healthcare Capital Partners II, LP and the manager of VHCP Co- Investment Holdings II, LLC. VHCP Management III, LLC ("VHCPM3") is the general partner of Venrock Healthcare Capital Partners III, LP and the manager of VHCP Co-Investment Holdings III, LLC. Bong Koh and Nimish Shah are the managing members of VHCPM2 and VHCPM3. Each of VM4, VPM, VEFM, VHCPM2, VHCPM3, Bong Koh and Nimish Shah (together, the "Managers") may be deemed to beneficially own these shares. Each of the Managers expressly disclaims beneficial ownership over these shares except to the extent of their indirect pecuniary interests therein.
Documents
Issuer
Bellerophon Therapeutics, Inc.
CIK 0001600132
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001738053
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 5:57 PM ET
- Size
- 13.1 KB