4//SEC Filing
Yi Kathy 4
Accession 0001209191-19-020126
CIK 0001001233other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 7:35 PM ET
Size
9.9 KB
Accession
0001209191-19-020126
Insider Transaction Report
Form 4
Yi Kathy
Senior VP & CFO
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2019-03-15−5,000→ 135,000 totalExercise: $4.55Exp: 2027-02-27→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2019-03-15$4.55/sh+5,000$22,750→ 30,512 total - Sale
Common Stock
2019-03-15$10.00/sh−5,000$50,000→ 25,512 total
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2017.
- [F2]Includes 4,833 shares subject to restricted stock units granted on January 24, 2018 that will vest in two (2) remaining equal annual installments on each anniversary of the grant date, such that they will be vested in full on the third (3rd) anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through such dates. Additionally, this amount includes 19,250 shares subject to restricted stock units granted on February 25, 2019 that will vest in three (3) equal annual installments on each anniversary of the grant date, such that they will be vested in full on the third (3rd) anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through such dates.
- [F3]One-quarter (1/4) of the option shares vested and became exercisable upon completion of one (1) year of service by the Reporting Person measured from February 27, 2017, and the remainder will vest and become exercisable in equal monthly installments for thirty-six (36) months thereafter, provided that the Reporting Person remains in service with the Issuer through each such monthly vesting date.
Documents
Issuer
SANGAMO THERAPEUTICS, INC
CIK 0001001233
Entity typeother
Related Parties
1- filerCIK 0001697802
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 7:35 PM ET
- Size
- 9.9 KB