4/A//SEC Filing
Scharfman Scott 4/A
Accession 0001209191-19-020380
CIK 0001055454other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 5:20 PM ET
Size
10.6 KB
Accession
0001209191-19-020380
Insider Transaction Report
Form 4/AAmended
Mill Road Capital II, L.P.
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2018-06-18+3,870→ 3,870 total(indirect: See footnote)
Scharfman Scott
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2018-06-18+3,870→ 3,870 total(indirect: See footnote)
LYNCH THOMAS E
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2018-06-18+3,870→ 3,870 total(indirect: See footnote)
Mill Road Capital II GP LLC
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2018-06-18+3,870→ 3,870 total(indirect: See footnote)
Footnotes (1)
- [F1]Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Documents
Issuer
SCHOOL SPECIALTY INC
CIK 0001055454
Entity typeother
Related Parties
1- filerCIK 0001435257
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 5:20 PM ET
- Size
- 10.6 KB