PEAPACK GLADSTONE FINANCIAL CORP·4

Mar 22, 4:14 PM ET

Waser Eric H. 4

4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Mar 22, 2019

Insider Transaction Report

Form 4
Period: 2019-03-20
Waser Eric H.
EVP, Head of Comm Banking
Transactions
  • Award

    Restricted Stock Units

    2019-03-20+1,9364,164 total
    Common Stock (1,936 underlying)
  • Award

    Restricted Stock Units

    2019-03-20+5,80810,446 total
    Common Stock (5,808 underlying)
Holdings
  • Restricted Stock Units

    Common Stock (5,947 underlying)
    5,947
  • Common Stock

    27,441
  • Common Stock

    (indirect: By Trust)
    2,511
  • Common Stock

    (indirect: 401 (k))
    4,977.25
  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    4,209.477
Footnotes (7)
  • [F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
  • [F2]Includes 401(k) contributions used to purchase PGC stock.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F4]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F5]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F6]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F7]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION