Higgins Thomas Joseph 4

4 · FIRST DATA CORP · Filed Mar 25, 2019

Form 4

Period: 2019-03-22

See Remarks

Transactions

Conversion
Class B Common Stock
2019-03-22−65,909→ 101,049 total
→ Class A Common Stock (65,909 underlying)
Conversion
Class A Common Stock
2019-03-22+65,909→ 364,545 total
Sale
Class A Common Stock
2019-03-22$25.51/sh−87,651$2,236,284→ 297,309 total
Exercise/Conversion
Class B Common Stock
2019-03-22$12.65/sh+59,318$750,373→ 160,367 total
→ Class A Common Stock (59,318 underlying)
Exercise/Conversion
Stock Options (right to buy)
2019-03-22−6,591→ 19,772 total
Exercise: $14.23Exp: 2025-01-14→ Class B Common Stock (6,591 underlying)
Exercise/Conversion
Stock Options (right to buy)
2019-03-22−13,182→ 145,000 total
Exercise: $16.00Exp: 2025-10-15→ Class A Common Stock (13,182 underlying)
Exercise/Conversion
Class A Common Stock
2019-03-22$12.52/sh+7,233$90,557→ 384,960 total
Exercise/Conversion
Stock Options (right to buy)
2019-03-22−59,318→ 177,955 total
Exercise: $12.65Exp: 2024-03-05→ Class B Common Stock (59,318 underlying)
Exercise/Conversion
Stock Options (right to buy)
2019-03-22−7,233→ 21,700 total
Exercise: $12.52Exp: 2026-02-24→ Class A Common Stock (7,233 underlying)
Exercise/Conversion
Class A Common Stock
2019-03-22$16.00/sh+13,182$210,912→ 377,727 total
Exercise/Conversion
Class B Common Stock
2019-03-22$14.23/sh+6,591$93,790→ 166,958 total
→ Class A Common Stock (6,591 underlying)

Holdings

Footnotes (4)

[F1]Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
[F2]The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.50 to $25.56, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
[F3]These stock options are fully vested and exercisable.
[F4]Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

Documents

1 file