Home/Filings/4/0001209191-19-021562
4//SEC Filing

LEWIS DAVID B 4

Accession 0001209191-19-021562

CIK 0001624899other

Filed

Mar 27, 8:00 PM ET

Accepted

Mar 28, 9:57 AM ET

Size

20.6 KB

Accession

0001209191-19-021562

Insider Transaction Report

Form 4
Period: 2019-03-28
Transactions
  • Disposition to Issuer

    Director Stock Option (right to buy)

    2019-03-283,1330 total
    Exercise: $32.34Exp: 2020-08-04Ordinary Shares (3,133 underlying)
  • Disposition to Issuer

    Director Stock Option (right to buy)

    2019-03-283,1210 total
    Exercise: $31.61Exp: 2021-08-03Ordinary Shares (3,121 underlying)
  • Disposition to Issuer

    Director Stock Option (right to buy)

    2019-03-289270 total
    Exercise: $86.23Exp: 2027-08-09Ordinary Shares (927 underlying)
  • Disposition to Issuer

    Ordinary Shares, 10 pence par value

    2019-03-286,6840 total
  • Disposition to Issuer

    Director Stock Option (right to buy)

    2019-03-283,2180 total
    Exercise: $32.36Exp: 2022-08-03Ordinary Shares (3,218 underlying)
  • Disposition to Issuer

    Career Restricted Stock Units

    2019-03-2813,9960 total
    Ordinary Shares (13,996 underlying)
  • Disposition to Issuer

    Director Stock Option (right to buy)

    2019-03-284360 total
    Exercise: $114.74Exp: 2028-08-09Ordinary Shares (436 underlying)
Footnotes (7)
  • [F1]Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.
  • [F2]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,133 ordinary shares of STERIS for $32.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
  • [F3]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,121 ordinary shares of STERIS for $31.61 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
  • [F4]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,218 ordinary shares of STERIS for $32.36 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
  • [F5]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 927 ordinary shares of STERIS for $86.23 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
  • [F6]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 436 ordinary shares of STERIS for $114.74 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
  • [F7]These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 13,996 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.

Issuer

STERIS plc

CIK 0001624899

Entity typeother

Related Parties

1
  • filerCIK 0001136554

Filing Metadata

Form type
4
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 9:57 AM ET
Size
20.6 KB