Wood Michael B 4

Accession 0001209191-19-021571

CIK 0001624899other

View on SEC.gov Company Profile

Filed

Mar 27, 8:00 PM ET

Accepted

Mar 28, 10:21 AM ET

Size

28.2 KB

Accession

0001209191-19-021571

Insider Transaction Report

Form 4

Period: 2019-03-28

STERIS plcSTE

Wood Michael B

Director

Transactions

Disposition to Issuer
Ordinary Shares, 10 pence par value
2019-03-28−22,331→ 0 total
Disposition to Issuer
Director Stock Option (right to buy)
2019-03-28−3,781→ 0 total
Exercise: $71.40Exp: 2026-08-10→ Ordinary Shares (3,781 underlying)
Disposition to Issuer
Director Stock Option (right to buy)
2019-03-28−4,584→ 0 total
Exercise: $51.53Exp: 2024-08-06→ Ordinary Shares (4,584 underlying)
Disposition to Issuer
Director Stock Option (right to buy)
2019-03-28−3,133→ 0 total
Exercise: $32.34Exp: 2020-08-04→ Ordinary Shares (3,133 underlying)
Disposition to Issuer
Director Stock Option (right to buy)
2019-03-28−3,121→ 0 total
Exercise: $31.61Exp: 2021-08-03→ Ordinary Shares (3,121 underlying)
Disposition to Issuer
Director Stock Option (right to buy)
2019-03-28−4,110→ 0 total
Exercise: $64.05Exp: 2025-08-31→ Ordinary Shares (4,110 underlying)
Disposition to Issuer
Director Stock Option (right to buy)
2019-03-28−4,058→ 0 total
Exercise: $86.23Exp: 2027-08-09→ Ordinary Shares (4,058 underlying)
Disposition to Issuer
Director Stock Option (right to buy)
2019-03-28−3,218→ 0 total
Exercise: $32.36Exp: 2022-08-03→ Ordinary Shares (3,218 underlying)
Disposition to Issuer
Career Restricted Stock Units
2019-03-28−5,192→ 0 total
→ Ordinary Shares (5,192 underlying)
Disposition to Issuer
Director Stock Option (right to buy)
2019-03-28−3,495→ 0 total
Exercise: $114.74Exp: 2028-08-09→ Ordinary Shares (3,495 underlying)

Footnotes (10)

[F1]Represents ordinary shares of STERIS plc, a public limited company organized under the laws of England and Wales ("Old STERIS"), cancelled pursuant to a court-approved scheme of arrangement under English law (the "Scheme"). In connection with the Scheme, the reporting person received ordinary shares of STERIS plc, a public limited company organized under the laws of Ireland ("STERIS"), in an amount equal to the number of the reporting person's cancelled Old STERIS shares. The reporting person's STERIS shares will be subject to terms and conditions, including restrictions, substantially identical to those that were applicable to the Old STERIS shares. Following the completion of the Scheme, STERIS became the ultimate holding company of Old STERIS.
[F10]These career restricted stock units were assumed by STERIS pursuant to the Scheme and converted to career restricted stock units of STERIS representing the right to receive 5,192 STERIS ordinary shares. These career restricted stock units are fully vested and will be settled in STERIS ordinary shares six months after the cessation of the reporting person's board service, subject to the terms and conditions of the award agreement.
[F2]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,133 ordinary shares of STERIS for $32.34 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
[F3]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,121 ordinary shares of STERIS for $31.61 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
[F4]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,218 ordinary shares of STERIS for $32.36 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
[F5]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,584 ordinary shares of STERIS for $51.53 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
[F6]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,110 ordinary shares of STERIS for $64.05 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
[F7]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,781 ordinary shares of STERIS for $71.40 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
[F8]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 4,058 ordinary shares of STERIS for $86.23 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.
[F9]This option is fully vested. This option was assumed by STERIS under the Scheme and converted to an option to purchase 3,495 ordinary shares of STERIS for $114.74 per share, subject to the same terms and conditions that were applicable to the original Old STERIS option.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

STERIS plc

CIK 0001624899

→

Entity typeother

Related Parties

filerCIK 0001306341

Filing Metadata

Form type: 4
Filed: Mar 27, 8:00 PM ET
Accepted: Mar 28, 10:21 AM ET
Size: 28.2 KB

View on SEC.gov