4/A//SEC Filing
Fergus Allison M 4/A
Accession 0001209191-19-021798
CIK 0001012620other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 4:59 PM ET
Size
9.9 KB
Accession
0001209191-19-021798
Insider Transaction Report
Form 4/AAmended
Fergus Allison M
General Counsel & Secretary
Transactions
- Award
Class A Common Stock, $.01 par value
2019-01-31+2,923→ 71,312 total - Tax Payment
Class A Common Stock, $.01 par value
2019-02-28$82.00/sh−301$24,682→ 71,011 total - Tax Payment
Class A Common Stock, $.01 par value
2019-02-28$82.00/sh−429$35,178→ 70,582 total
Footnotes (4)
- [F1]The Form 4 originally filed on March 4, 2019 (the "Original Form 4") is being amended to correct the last line of such report, which reflects the number of shares of common stock determined to have been earned on January 31, 2019, on the previously granted 2018 performance-based restricted stock unit award based upon Genesee & Wyoming Inc.'s attainment of pre-determined financial performance targets established under its GVA methodology as well as correcting the number of shares beneficially owned following the foregoing transaction. Following certification of the achievement of performance criteria, the 2018 performance-based restricted stock unit award is subject to time-based vesting, and vests in three equal annual installments, beginning February 28, 2019.
- [F2]All shares are held in a joint account with spouse.
- [F3]The Original Form 4 is also being amended to report the number of shares surrendered to Genesee & Wyoming Inc. (the "Company") for the payment of taxes in connection with the partial vesting of previously granted 2017 performance-based restricted stock unit awards, as well as correcting the number of shares beneficially owned following the transaction. The 2017 performance-based restricted stock unit award was earned on February 1, 2018 and is now being reported on a separate Form 4 amendment filed on the date hereof and is no longer reflected on this form.
- [F4]The Original Form 4 is also being amended to report the number of shares surrendered to the Company for the payment of taxes in connection with the partial vesting of the previously granted 2018 performance-based restricted stock unit awards.
Documents
Issuer
GENESEE & WYOMING INC
CIK 0001012620
Entity typeother
Related Parties
1- filerCIK 0001379256
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 4:59 PM ET
- Size
- 9.9 KB